Asset Safety
 

 
ASSET SAFETY AND FIDUCIARY EXCELLENCE - A TOP PRIORITY
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Member of the Investment Industry Regulatory Organization of Canada

 
National self-regulatory body overseeing all investment dealers and trading activity. Sets high standards and oversight regarding proficiency, business and financial conduct of the dealer firm and its employees.
 

Member of the Canadian Investor Protection Fund

 
Created by the investment industry to ensure client assets are protected within defined limits if an investment dealer that is a member becomes insolvent. Most investors will have two accounts, a general and a retirement account and each is eligible for $1 Million of coverage.


Richardson GMP provides enhanced protection – effectively doubling CIPF coverage

 
A separate insurance policy through Lloyd’s of London effectively doubles protection to $2 million for each general and retirement account.
 
 

 

Richardson GMP Embraces Fiduciary Excellence

 
First wealth management firm in Cananda to earn Centre of Fiduciary Excellence Certification as an Investment Advisory firm.